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Kapstein, Matthew. "The Illusion of Spiritual Progress." In Paths to Liberation, ed. Robert Buswell,. Honolulu: University of Hawaii Press, 1992: 193-224.
Kapstein, Matthew. "The Shangs-pa bKa'-brgyud: An Unknown School of Tibetan Buddhism." In Studies in Honor of Hugh Richardson, ed. M. Aris and Aung San Suu Kyi. Warminster: Aris and Phillips, 1980: 138-44.
(This is drawn from the work of Matthew Kapstein cited above).
The Shangpa Kagyü (shangs pa bka' brgyud) sect was founded by Khyungpo Neljor (khyung po rnal 'byor) in the second half of the eleventh century at Zhangzhong (zhang zhong, also spelled zhong zhong or zhang zhang) in the valley of Shang (shangs). While later classified together with traditions descending from Marpa, Milarepa and Gampopa known as the Dakpo Kagyü, in fact there is no direct connection apart from the nomenclature of "Kagyü" and the connection to Nāropa and his consort or sister, Niguma.
Upon Khyungpo Neljor's death, internal disputes among disciples prevented Zhangzhong from becoming an institutional center for the sect, and thus the lineage's institutions flourished without any centralized authority during the twelfth and thirteenth centuries. Only one of these monasteries – Mokchok (rmog lcog), founded by Khyungpo's main disciple Mokchokpa Rinchen Tsöndrü (rmog lcog pa rin chen brtson 'grus) – survived into the twentieth century. Historically, Shangpa institutions appear to have been of three types:
While ultimately the Shangpa did not flourish as an independent sect, its teachings did achieve wide circulation amongst other sectarian traditions.
Khyungpo Neljor stressed an integrated approach requiring systematic training in exoteric Buddhism prior to the practice of esoteric tantra, but the surviving traditions of the Shangpa are mostly esoteric precept traditions derived from the Anuttara Yoga tantras. Five doctrinal cycles (chos skor) in particular are essential, each associated with an Indian siddha: three men - Vajrāsana, Rāhula, and Maitrīpa, and two women – Niguma and Sukhasiddhi. The rituals of the six armed form of Mahākāla derived from Maitrīpa were particularly influential on other Tibetan Buddhist traditions (ṣaḍbhuja-mahākāla, nag po chen po phyag drug pa or myur mdzad ye shes kyi mgon po phyag drug pa).
However, the central Shang teachings were undoubtedly the Five Golden Doctrines of Niguma (ni gu'i gser chos lnga), which at least in their present form represent a synthesis of materials claimed to derive directly from Niguma as well as other sources. They are believed in their essence to have been received by the Indian Niguma, and then transmitted to Khyungpo.
# The fruit is an immortal body and mind ('bras bu lus sems 'chi med).
Most later lineages derived from Sanggyé Tönpa (sangs rgyas ston pa, thirteenth-century), the "seventh jewel" (rin chen bdun pa), who claimed to disseminate teachings held in secret until then. Many Shangpa lineages spread in the following two centuries, with four in particular being important:
After the decline of the Jonang sect in the seventeenth century, the Shangpa also suffered attrition. However their teachings were revived in the nineteenth century by members of the non-partisan movement (ris med), such as Zhalu Ribukpa Losel Tenkyong (zhwa lu ri sbug pa blo gsal bstan skyong, b. 1804), Jamyang Khyentsé Wangpo ('jam dbyangs mkhyen brtse'i dbang po, 1820-1892), and Kongtrül Lodrö Tayé (kong sprul blo gros mtha' yas, 1813-1899). This revival was based upon the systems of Tangtong Gyelpo (thang stong rgyal po) and the Jonang, though Kongtrül's disciples in the Pelpung (dpal spungs) branch of the Karma Kagyü sect continued the practice of Shangpa precepts. In exile following 1959, Kalu Rinpoche (ka lu rin po che) was highly successful in reviving Shangpa traditions amongst Tibetans and new international communities. (David Germano – June 21, 2004)